Cliff Remily, CFA is a founding partner and the Chief Investment Officer of R Cubed Global Capital, LLC. He has been in the investment industry since 2000. Most recently he was a Portfolio Manager at Edge Capital Management, an investment boutique within Principal Global Investors. Prior to Edge he was an Executive Vice President and Portfolio Manager at PIMCO, where he Co-founded the Global Dividend Strategies. Prior to that he was a Managing Director and Portfolio Manager at Thornburg Investment Management where he managed over $10 billion in assets. Cliff has an MBA from the University of Southern California and a bachelor degree from the University of Washington in business and international studies.
John Roche is CEO. He has been in the industry since 1993 and has had roles as President of JC Roche Financial services and Vice President roles in distribution with Gabelli & Co, Thornburg Investment Management, and Anchor Capital Advisors, LLC. He was a Product Specialist and Vice President for Merrill Lynch. John has a Bachelor degree in Finance from Loyola University of Chicago. He is a Certified Financial Planner, CFP® and Certified ETF Advisor, CETF®
Peter Reilly is COO & CCO. Peter has been in the industry since 1995 and has held Vice President Roles at AXA/Equitable, Pioneer Investments, Gabelli & Co, and Anchor Capital. Prior to that, Peter also spent time as a Research Associate for EnGroup Securities, a boutique investment bank specializing in Energy, Alternate Energy and Utilities. Peter is a graduate of Franklin & Marshall College.
Eileen Frohman is a Managing Director and the Co-Head of Distribution. Eileen is responsible for heading up sales and marketing. She brings over 25 years of experience in financial services. She has held positions at Morgan Stanley, Merrill Lynch and John Hancock investments. Her previous roles have included financial advisor, sales manager, and external wholesaler. Her experience and expertise of working within many aspects of the industry, offers a unique perspective and insight to what clients need to expand and diversify their portfolios.
Walter is responsible for Co-heading sales and marketing our suite of expanding investment offerings, including ETFs and SMAs He brings over 30 years of experience in financial services. He has held positions at Fidelity Investments, Merrill Lynch, Delaware Investments, Sterling Capital & Neuberger Berman. His career has focused on building relationships & delivering investment solutions. Walter is a graduate of St Joseph’s Prep & The University of Virginia.
Investors should consider the investment objective, risks, and charges and expenses of the Fund(s) before investing. The prospectus and the summary prospectus contains this and other information about the Fund(s) and should be read carefully before investing. The prospectus may be obtained at (888) 275-7342 or (833) ASK-R3GC or https://r3etfs.com/.
The Adviser has not previously served as an adviser to an ETF, although its portfolio managers and management have extensive experience with ETFs. As a result, there is no long-term track record against which an investor may judge the Adviser and it is possible the Adviser may not achieve the Fund’s intended investment objective.
Companies that have paid regular dividends to shareholders may decrease or eliminate dividend payments in the future. For example, a sharp rise in interest rates or economic downturn could cause a company to unexpectedly reduce or eliminate its dividend. Additionally, the Fund's performance during a broad market advance could suffer because dividend-paying stocks may not experience the same capital appreciation as non-dividend paying stocks.
Asset allocation and diversification do not ensure a profit or protect against a loss. Investing in ETFs involves risk, including possible loss of principal. ETFs are subject to risk similar to those of stocks, including those regarding short-selling and margin account maintenance. Investor shares are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Ordinary brokerage commissions apply. Equity investments involve greater risk, including heightened volatility, than fixed income investments. International and global investing involves greater risks such as currency fluctuations, political/social instability and differing accounting standards.
Investing involves risk including loss of principal.
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